Phillip Securities Group 香港招聘

PHILLIP SECURITIES GROUP 香港招聘-01.png

Why limit yourself

When you can be widely different?

Phillip Securities Group is a member of PhillipCapital. PhillipCapital was founded in Singapore in 1975. Our member companies operate in 16 financial hubs, with offices in Singapore, Hong Kong, China, US, Japan, UK, France, Australia, Malaysia, Thailand, Indonesia, Sri Lanka, Turkey, India, Cambodia and Dubai. Currently, we have more than 3,500 staff in Asia and Europe with total shareholders’ fund in excess of US$1 billion.

In Hong Kong since 1984, we offer a full range of financial services which include asset management, bond and securities broking, futures & options, foreign exchange, unit trusts, insurance, investor education and investment research. With a strong financial position and together with a 600+ dynamic sales force to provide high standard professional services to our clients, we are now one of the most fully fledged financial services firms in Hong Kong.

At Phillip, we provide you the necessary platform to scale to greater heights. If you have the drive and aggressiveness to go the extra mile, the opportunity awaits you. Don't miss the chance to join the winning team and advance your career with us!

Management Trainee

DO YOU look forward to a dynamic and fast growing Career?

DO YOU have a strong interest in the financial sector?

DO YOU look for comprehensive training and challenges?

If your answer is YES to the above questions, you are invited to join our Management Trainee Programme.

Suitable candidates will be considered for openings in different areas of the Phillip Securities Group after 1-year on the job rotation training.  During the training program, you will be assigned to at least 2 – 3 different business areas, such as securities or futures dealing for local or foreign market, bonds and unit trusts, options, financial planning, business development, research, corporate planning, etc.  You will be coached to complement our existing teams of finance professionals and handle challenging assignments.

Ideal candidates should possess a good university degree.  Knowledge in quantitative analysis or computer is an advantage. You should be a good team player with excellent analytical, communication, presentation and interpersonal skills.  You should also be highly committed and have the drive to excel in a fast-paced environment. 

Portfolio Manager

Responsibilities:

  • Assist the Head of Asset Management with research analysis, formulate investment strategies and develop investment portfolios for clients to ensure all portfolios are managed in line with investment objectives

  • Participate and support the company’s events such as investment seminars or workshops

  • Ensure all operation is complying with the rules and regulations stipulated with the authorities

  • Develop long term relationship with clients or potential clients

Requirements:

  • Degree in Economics, Finance or related disciplines

  • CFA Level II or above

  • Qualified to be registered under SFC in Asset Management

  • Minimum 2 years of working experience, preferably one year working experience in an asset management firm

  • Possess good analytical skills both in the qualitative and quantitative methods

Software Engineer / Senior Software Engineer

Due to the rapid growth of securities trading, we are looking for talented software engineers to join our dedicated IT team for managing information systems to facilitate trading in various markets, including Hong Kong, China, other foreign markets and Phillip Mart. Particularly, we are recruiting software professionals for the following four areas.

FIX Connectivity

In this position, you will be responsible for managing connectivity projects relating to different entities, including stock exchanges and prime brokers, for order routing and execution. You will also be involved in the whole onboarding processes of institutional clients, such as international brokers and proprietary traders, to establish FIX connections for trading local and global securities. You are required to communicate with their business and technical representatives to identify trading issues, analyse FIX messages, and provide solutions in a timely manner.

  • Work closely with financial institutions in onboarding and conformance processes

  • Monitor and resolve middle office system and FIX connectivity issues

  • Coordinate with system developers on issues reporting, troubleshooting, patching and testing

  • Communicate with internal and external clients to resolve trading issues

  • Develop and maintain software applications for middle office system integration

Market Data

In this position, you will be responsible for managing various market data projects with the support of our in-house Phillip Message Publishing (PMP) technology. You will be involved in the design, development and deployment of price feed software that receives real-time market data from stock exchanges and disseminates formatted data to our retail and institutional clients. You will be also tasked with the ongoing system upgrade of market data software such as HKEx OMD system.

  • Design and develop real-time market data software with in-house PMP technology

  • Integrate new market data source into trading platforms

  • Provide assistance, troubleshoot and support to facilitate client onboarding processes

  • Monitor and resolve market data system issues with internal and external clients

  • Maintain HKEx OMD system for ongoing system upgrades and market rehearsals

Middle Office Services

In this role, you will be responsible for managing middle office systems that provide administration and data services to internal and external clients. You will be involved in the design, development and deployment of web portals for users to manage client accounts and generate various reports. You will work closely with the middle office, settlement and accounting department to enable office automation and enhance internal control.

  • Design and develop intranet and B2B portal modules to support middle office operations, such as account management, report generation, trade confo generation etc., for internal and external clients

  • Communicate with business clients to obtain and analyse their user requirements

  • Enhance existing system modules to cater for different business models and meet changing business needs

  • Design and develop an US tax reporting module with the data from back office system

  • Integrate the middle office modules with office automation tools to reduce manual processes

  • Provide support, troubleshoot and patching regarding middle office systems

Mobile Applications

In this role, you will be responsible for developing iOS / Android apps, with the web API for our retail and institutional clients. You will work on the design and development of various modules, including authentication, market data updates, mobile trading, events notification and provision of other customer services. In addition, you will be involved in the development of other supplementary systems, such as notification system using Firebase and authentication system with Google Authenticator.

  • Design and develop iOS / Android apps according to business needs

  • Develop supplementary systems related to mobile apps such as 2FA and notification systems

  • Enhance existing mobile apps with respect to changing business requirements

  • Communicate with API developers to facilitate mobile apps development

  • Provide support, troubleshoot and updates to mobile apps and related systems

Subject to your knowledge and interests, as well as our management decisions, you would be assigned to one of the areas above. You are welcomed to indicate your preferred area(s) in your application for our consideration.

In Phillip, you will work in our IT team with unfailing support from other team members.  We hope that not only do your contributions create values for the company, but also the knowledge and exposure gained in Phillip could enrich your career life.

Fresh graduates are welcome to apply. Experienced or capable candidates will be considered for the Senior Software Engineer post.

Requirements

  • Bachelor degree / Associate degree / Higher diploma students in Information Technology, Computer Science, Computer Engineering or related disciplines

  • 0 to 3 years of experience or good knowledge in one or more programming skills (Visual C++ / Visual C# / VB.NET / ASP.NET / Java)

  • Good understanding of client- server model and computer network

  • Good communication and interpersonal skills

  • Demonstrate self-initiative, good analytical and problem solving skills

  • Interested in securities brokerage business

 Benefits

  • performance bonus

  • career development prospect

  • flat organization and collaborative environment

Research Analyst

  • Degree holder with working experience as an Equities Analyst is an advantage

  • Candidate with Mainland China education background is welcome

  • CFA Level I or above is an advantage

  • Pass HKSI Licensing Examination or equivalent is preferable

  • Strong analytical, communication and presentation skills

  • Excellent command of written and spoken English and Chinese

  • Candidates with more experience may be considered for Senior Research Analyst post

Assistant Dealer (Global Derivatives Team)

Job Description:

  • Manage and execute dealing orders in derivatives/equity products

  • Work closely with seniors to ensure smooth, accurate and efficient operation of dealing room and assist in the day-to-day operations

  • Support the department to grow business through various delivery channels including writing up analysis and providing recommendations to clients

  • Review the dealing and operation procedures from time to time to ensure compliance with rules and regulations

  • Act as a project leader for small-scale internal projects such as work-flow or system enhancement and new product roll out 

Requirements:

  • Pass in HKSI LE (Papers 1,7,8,9), LFXT (paper 1 and 2) preferable, or equivalent

  • Strong analytical skills and details oriented

  • Strong communication and presentation skills

  • Willing to work shift duties and on Hong Kong public holidays

  • Candidates with relevant experience may be considered as a Dealer.

Assistant Dealer / Dealer, Foreign Stocks

Duties:

You will perform trade execution, operation duties, customer service and business analysis. 

These include execution clients’ orders, trade reconciliation and analysis of transaction data for global equities markets.  Coverage may include either Asian markets or Western markets. Applicants are required to be willing to work on public holidays.

Requirements:

  • Degree holder with at least one year working experience is preferable

  • Pass HKSI LE or equivalent is preferable

  • Sound knowledge in overseas stock markets and Hong Kong stock market

  • Strong Communication / interpersonal skills

  • Strong sense of responsibility and able to work under pressure

  • Result oriented and self motivated to attain goals

  • Good command of both spoken and written English and Chinese (Cantonese and Putonghua)

  • Proficient in Microsoft Office. Knowledge in Microsoft ACCESS / Excel VBA is an advantage

  • Must be a Team Player

Assistant Dealer / Dealer, Stock Options

Duties:

You will perform trade execution, operation duties, customer service, business analysis and marketing activities.

Requirements:

  • Degree holder with at least one year work experience is preferable

  • Pass HKSI LE or equivalent is preferable

  • Sound knowledge in Hong Kong stock market and derivatives market

  • Strong Communication / interpersonal / analytical skills

  • Result oriented and self motivated to attain goals. Must be a Team Player

  • Good command of both spoken and written English and Chinese (Cantonese and Putonghua)

  • Proficient in Microsoft Office. Knowledge in Microsoft Excel VBA is an advantage

  • Candidates with relevant experience may be considered as a Dealer.

Assistant Officer, Customer Service (E-Business)

Duties:

  • System and Platform Development

  • Social Media Marketing

  • Customer Support

Requirements:

  • Higher diploma or above in IT related subjects

  • Knowledge in stock market would be an advantage

  • Good command in both written and spoken English, Chinese and Putonghua

Audit and Compliance Officer/Senior Audit and Compliance Officer

Job Responsibilities:

  • Assist in formulating/updating policies and procedures to ensure compliance of business with relevant rules and regulations;

  • Assist in drafting agreements;

  • Assist in conducting compliance review and AML checking;

  • Assist in reviewing and monitoring internal controls;

  • Assist in providing compliance training to staff and licensed sales force;

  • Assist in providing compliance advice and recommendations to the group’s various business units

Job Requirements:

  • Degree holder in accounting, law or related disciplines

  • At least 2 years solid experience in legal, compliance or audit. High regard will be given to applicants from international financial institutions or professional services firms

  • Sound knowledge of SFO and other relevant codes and regulations

  • Good Knowledge in AML is preferential

  • Strong command of both written and spoken English and Chinese

  • Self-motivated, independent, meticulous, analytical and responsible

  • Strong organizational skills and ability to multi-task and prioritize workload

  • Candidates with more relevant experience will be considered for the Senior Audit and Compliance Officer post.

BOND MARKETING OFFICER, FIXED INCOME DIVISION

Responsibilities:

You will be responsible for

  • Promoting bond sales and assisting in the day-to-day operations.

  • Liaising with counter-parties, and supporting the department to grow business through various delivery channels including providing market update reports and recommendations to both clients and/or in-house sales.

  • Working closely with management to ensure smooth, accurate and efficient operation.

  • Acting as a project leader for internal projects such as workflow or system enhancements, and new product roll out and product due diligence work.

Requirements:

The right candidate is required to be a Degree holder. This job is suitable for those who enjoy providing marketing strategy, as well as those with the ability of operation. Work experience in fixed income related business would be an added advantage.

Competencies:

  • Bond knowledge

  • Excel and Microsoft office word

  • Analytical skills

  • Initiative and team work

  • Flexibility / adaptability

Education:

  • University degree

  • Eligible for SFC Type 1 Licence

Languages:

  • English

  • Proficiency in Mandarin is an advantage

  • Candidates with more experience will be considered for the Senior Bond Marketing Officer post.

Customer Service & Marketing Assistant

Requirements:

  • Tertiary Education

  • With relevant experience is preferable

  • Excellent communication skills

  • Customer service oriented

  • Fluent Putonghua and English

  • Knowledge in MS office

Dealer

Preferably, you should: 

  • Have enthusiasm in developing your career in financial market

  • Have knowledge in stock market and/or derivatives market which is an advantage

  • Be self-motivated and willing to take challenges

  • Have passed HKSI LE or equivalent

If you are looking for an environment of growth and opportunities, please direct a full resume, stating present and expected salary to P&A Department, Phillip Securities Group, 11/F., United Centre, 95 Queensway, Hong Kong, Attn: Personnel and Administration Department or e-mail admin@phillip.com.hk.

All personal data collection is for recruitment purposes. The data provided by job applicants will be used strictly in accordance with the employer's personal data policies, a copy of which will be provided immediately upon request.